AUTOMOTIVE FCA COMPLIANCE SERVICES
HELPING MOTOR DEALERS STAY ON TRACK WITH ALL ASPECTS OF FCA COMPLIANCE
COMPLIANCE SERVICES TAILORED PERFECTLY TO YOUR BUSINESS NEEDS
For motor dealers with Direct FCA Authorisation who may have limited internal compliance resources, our FCA Compliance Support Services are here to help alleviate the risk and burden of staying compliant.
We provide the same comprehensive systems and controls that we use in our own AR network. This includes electronic systems, processes and procedures, audits, complaint handling, and regulatory reporting—ensuring that your firm meets all regulatory requirements and receives ongoing guidance. Our package is designed to instil confidence and keep your operations fully compliant.
If you’re currently Directly Authorised and facing compliance challenges, our support services will help get you back on track.
FCA COMPLIANCE SERVICES
We offer a comprehensive range of compliance services tailored to your business needs, no matter the size. Our offerings include:
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ComplianceTrak: A showroom compliance management system
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OnTrak: E-learning solution for staff training on automotive finance and insurance legislation
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InsightTrak: Vulnerable customer identification and support system
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Deal file audits
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Staff monitoring and observations
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Management guidance, sales process reviews, and support
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Dealership health checks and needs analysis
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Onsite training and coaching
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Compliance manual and business plan design and support
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Customisable site audits—full or light touch
Whether your business is large or small, the dedicated experts at ComplianceTrak are here to guide and support you in all aspects of FCA compliance.
"If you think compliance is expensive,
try non-compliance."
FCA COMPLIANCE
SERVICES
APPOINTED REPRESENTATIVE AR NETWORK
Want to reduce your regulatory burden? Come under our regulatory umbrella by joining our Appointed Representative AR network, this will allow you to act in the same way as a Directly Authorised business, but we take care of everything and assume full risk and responsibility for FCA regulation.
ComplianceTrak can offer and assist your business with a wide range of compliance services including membership of our Authorised Representative (AR) Network, file auditing, sales process reviews & performance monitoring and staff compliance training online & in-house, all delivered by our dedicated team of industry experts.
Click a service to find out more…..
FCA COMPETENCY E_LEARNING PLATFORM
To complement our FCA Compliance software suite, we offer a full range of off the shelf on-demand online compliance training courses via our OnTrak e-learning platform which will enable all of your staff to keep fully up to date with your entire finance and insurance product range as well as the ever-changing face of FCA compliance regulation.
COMPLIANCE SOFTWARE
ComplianceTrak is the market-leading FCA compliance software solution built specifically for motor dealers and dealer groups within the automotive industry who want to remain 100% compliant with current FCA rules and regulations surrounding Consumer Credit & General Insurance activity.
Available as a stand-alone solution or can be combined with insurance tracker to create a full end-to-end seamless process.