What an Introducer Appointed Representative (IAR) Can and Cannot Do
When working with Introducer Appointed Representatives (IARs), it’s vital to understand the strict limits of their role under Financial Conduct Authority (FCA) regulations. Many firms confuse IARs with Appointed Representatives (ARs), but the two operate very differently. Misunderstanding these distinctions can lead to serious compliance risks and potential FCA enforcement action.
Sep 24
How ComplianceTrak and InsightTrak Transformed Managing Customer Vulnerability in Car Dealerships
Discover how ComplianceTrak and InsightTrak transformed the way one dealer group is managing customer vulnerability in car dealerships. Learn how seamless FCA compliance, automated audit trails, and real-time MI reporting improved processes, protected customers, and delivered better outcomes.
Sep 11
OnTrak The Smarter E-Learning Platform for Dealership Training & FCA Compliance
In today’s fast-paced automotive industry, FCA compliance  and staff training  are more important than ever. Dealerships face growing...
Sep 9
Maximise ROI with ComplianceTrak: The Ultimate FCA Compliance Platform for Automotive Dealerships
In today’s automotive retail environment, choosing the right FCA compliance platform for automotive dealerships  is no longer optional —...
Sep 2
