What an Appointed Representative (AR) Can and Cannot Do
An Appointed Representative (AR) plays a key role in the UK financial services sector, particularly in industries such as automotive retail and insurance. Operating under the oversight of a Principal firm authorised by the Financial Conduct Authority (FCA), ARs can carry out regulated activities — but only within the scope of the permissions their Principal holds.
Understanding what an Appointed Representative can do and cannot do is essential for firms to stay compliant
Oct 1
